Compliance Officer Recertification
Recertification

Compliance Officer Recertification

Role: Individuals who have earned ACE Compliance Officer Certification in the past and wish to keep their certification current.

Content: Review of major developments affecting the industry over the last 12 months, followed by a brief, 25-question quiz that includes 20 questions covered in the Compliance Officer Certification and 5 new questions from the 2023 Year in Review.

Role: Individuals who have earned ACE Compliance Officer Certification in the past and wish to keep their certification current. Content: Review of major developments affecting the industry over the last 12 months, followed by a brief, 25-question...

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Course content

  • Lesson ACE 2023 Year in Review
    • The Safeguards Rule
    • The CARS Rule
    • State-Specific Matters
    • FinCEN 8300 Electronic Filing Requirements